(Download) "Securities And Exchange Commission V. Blavin" by United States Court Of Appeals For The Sixth Circuit " eBook PDF Kindle ePub Free
eBook details
- Title: Securities And Exchange Commission V. Blavin
- Author : United States Court Of Appeals For The Sixth Circuit
- Release Date : January 30, 1985
- Genre: Law,Books,Professional & Technical,
- Pages : * pages
- Size : 73 KB
Description
In these consolidated appeals, defendant-appellant Larry D. Blavin, individually, and doing business as Providence Investment Advisory, first appeals from the district court's grant of summary judgment against him. The district court found that Blavin repeatedly violated the anti-fraud provisions of the Securities Exchange Act of 1934 and the Investment Advisers Act of 1940. The district court also found that Blavin had sold investment advice to the public without registering as an investment adviser, as required by the latter Act. Blavin maintains that his own affidavits raised material issues of fact that rendered inappropriate a grant of summary judgment. Blavin also appeals from the disgorgement orders and procedure by which the district court ordered that he relinquish wrongful profits. Upon consideration of Blavin's contentions, we affirm the district court.