(Download) "Securities And Exchange Commission V. Coffey" by United States Court Of Appeals For The Sixth Circuit * Book PDF Kindle ePub Free
eBook details
- Title: Securities And Exchange Commission V. Coffey
- Author : United States Court Of Appeals For The Sixth Circuit
- Release Date : January 28, 1974
- Genre: Law,Books,Professional & Technical,
- Pages : * pages
- Size : 80 KB
Description
This case presents novel issues for this Circuit regarding the Securities and Exchange Commission's ability to enjoin corporate officials personally for alleged corporate violations of the federal securities laws, specifically, § 17(a) (1) and (3) of the 1933 Securities Act and § 10b of the 1934 Securities Exchange Act, and Rule 10b-5(1) and (3) promulgated thereunder. Appellants are the board chairman (John King) and the financial vice-president (William Coffey) of King Resources Company.*fn1