(DOWNLOAD) "Securities and Exchange Commission v. Dain Rauscher" by Ninth Circuit U.S. Court of Appeals # Book PDF Kindle ePub Free
eBook details
- Title: Securities and Exchange Commission v. Dain Rauscher
- Author : Ninth Circuit U.S. Court of Appeals
- Release Date : January 26, 2001
- Genre: Law,Books,Professional & Technical,
- Pages : * pages
- Size : 78 KB
Description
Ough and amici argue that securities professionals should not be held to the standard we articulated in Cutter Biological.
They contend securities professionals should be judged by industry standards. In support of their argument, they rely on SEC
v. Arthur Young & Co., 590 F.2d 785 (9th Cir. 1979).