(DOWNLOAD) "Securities and Exchange Commission v. Dain Rauscher" by Ninth Circuit U.S. Court of Appeals # Book PDF Kindle ePub Free

eBook details

Title: Securities and Exchange Commission v. Dain Rauscher
Author : Ninth Circuit U.S. Court of Appeals
Release Date : January 26, 2001
Genre: Law,Books,Professional & Technical,
Pages : * pages
Size : 78 KB

Description

Ough and amici argue that securities professionals should not be held to the standard we articulated in Cutter Biological.
They contend securities professionals should be judged by industry standards. In support of their argument, they rely on SEC
v. Arthur Young & Co., 590 F.2d 785 (9th Cir. 1979).